Legal & Compliance
Arctic Securities is authorized as an investment firm and is under supervision by the Norwegian Financial Supervisory Authority. The Legal and Compliance departments provides legal advice to the organization and seeks to ensure that the company conducts its activities in accordance with applicable laws and standards.
Arctic Group terms & policies
Please find below the terms and policies that apply for our services.
Complaints
All complaints will be promptly investigated and appropriate corrective action will be taken if warranted by the investigation.
You can find instructions for compliants below
Regulatory Reporting
Relevant documents with regards to regulatory reporting.
Top five venues for order execution in 2022
• Euronext Oslo
• DXE (CBOE Europe Equities)
• Euronext Growth Oslo
• XTX Markets EU
• DXE Dark (CBOE Europe Equities)
Personal Data Policy
Please contact us on the following email address if you have any questions concerning our data processing or Personal Data Policy:
Arctic Securities AS:
Dataprotection.ASecurities@arctic.com
Arctic Securities AS, Sweden Branch:
Dataprotection.ASecurities.Swed@arctic.com
Arctic Alternative Investments Management:
Dataprotection.AAIM@arctic.com
Arctic Real Estate Management:
Dataprotection.ABM@arctic.com
Arctic Shipping:
Dataprotection.AShipping@arctic.com
Arctic Offshore:
Dataprotection.AOffshore@arctic.com
Disclaimer Research
This document provides additional disclosures and disclaimers relevant to research reports and other investment recommendations issued by Arctic Securities AS (“Arctic”), according to the Securities Trading Act Section 3-10 with further regulations.
Research history
Please find below a link to Arctic research history. The list includes all recommendations on any financial instrument or issuer that has been disseminated during the preceding 12-month period.
Capital Adequacy
Periodic information on capital. Only available in Norwegian.
Disclaimer web
Read more about our web disclaimer.
Terms of business
Alternative Investment Funds
The Funds managed by AAIM permitted to be marketed to non-professional investors in Norway under the Act on the Management of Alternative Investment Funds.
Information from investment companies
Here you will find publicly available information from investment companies under Arctic Real Estate Management.
Arctic Insurance Privacy Statement
Arctic Insurance AS is required to process personal information from its customers in a proper manner.
Any questions regarding legal and compliance?
