Compliance and Regulatory

Arctic Asset Management is authorized as an investment firm and is under supervision by the Norwegian Financial Supervisory Authority. The Compliance department seeks to ensure that the company conducts its activities in accordance with applicable laws and standards.

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"We develop our internal procedures to stay ahead of market trends. We are continuously updating our internal Code of Conduct framework and we have seen great engagement from our employees in this regard. Our team is working non-stop to ensure that all governance procedures are in line with 2022 best practices."

Heidi Rønningen, Chief Compliance Officer

Enquiries or Complaints

Any enquiries or complaints must be in writing and forwarded by e-mail or by mail to the following address:

compliance.aam@arctic.com

Arctic Asset Management AS
AS Att.: Compliance
P.O. Box 1833
VIKA 0123 Oslo

General Information

Licenses

Please see below for information on the licences Arctic Asset Management and its subsidiaries hold.

Norway
Arctic Asset Management AS is registered in the Norwegian registry of business enterprises under registration no. 995 629 070. Arctic Asset Management AS is under supervision by the Norwegian Financial Supervisory Authority.

Please see the Norwegian Financial Supervisory Authority for our regulatory status: Finanstilsynet's registry

Sweden
Arctic Asset Management AS is represented in Stockholm through its branch “Arctic Asset Management AS, Stockholm Filial”, org.no. 516410-5198, Regeringsgatan 38, 111 56 Stockholm, Sweden. The branch is under supervision by the Norwegian and Swedish Financial Supervisory Authority.