Compliance and Regulatory
Arctic Asset Management is authorized as an investment firm and is under supervision by the Norwegian Financial Supervisory Authority. The Compliance department seeks to ensure that the company conducts its activities in accordance with applicable laws and standards.
"We develop our internal procedures to stay ahead of market trends. We are continuously updating our internal Code of Conduct framework and we have seen great engagement from our employees in this regard. Our team is working non-stop to ensure that all governance procedures are in line with best practices."
Mette Steinsland, Chief Compliance Officer
Enquiries or Complaints
Any enquiries or complaints must be in writing and forwarded by e-mail or by mail to the following address:
compliance.aam@arctic.com
Arctic Asset Management AS
AS Att.: Compliance
P.O. Box 1833
VIKA 0123 Oslo
General Information
Licenses
Please see below for information on the licences Arctic Asset Management and its subsidiaries hold.
Norway
Arctic Asset Management AS is registered in the Norwegian registry of business enterprises under registration no. 995 629 070. Arctic Asset Management AS is under supervision by the Norwegian Financial Supervisory Authority.
Please see the Norwegian Financial Supervisory Authority for our regulatory status: Finanstilsynet's registry
Sweden
Arctic Asset Management AS is represented in Stockholm through its branch “Arctic Asset Management AS, Stockholm Filial”, org.no. 516410-5198, Regeringsgatan 38, 111 56 Stockholm, Sweden. The branch is under supervision by the Norwegian and Swedish Financial Supervisory Authority.
Whistleblowing – external reporting channel
One may also notify the relevant regulatory or public authority or the law firm BAHR.
Please contact:
Peter Hammerich or Camilla Jøtun by phone or email.
Notification about violations or suspected violations may be submitted on a confidential basis by the complainant.
Peter Hammerich
Camilla Jøtun